MOST COMPANIES DISCOVER THEIR COMPLIANCE PROBLEMS DURING A FINANCING.
ALS HELPS YOU FIND THEM FIRST.
WHAT ALS DOES: SENIOR CORPORATE PARALEGAL SUPPORT BUILT FOR THE STAGES WHEN STAKES ARE HIGH
Governance and transactions Board consents and minutes, corporate records, entity and subsidiary maintenance, foreign qualifications, annual reports, UCC filings. Diligence coordination, closing checklists, data room organization, and post-closing integration for financings and M&A.
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Cap table and equity Cap table setup, reconciliation, and monthly upkeep across Carta, Pulley, and Shareworks or equivalent. Equity issuance coordination, option grant administration, investor tracking, and pre- and post-financing updates.
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Securities filings Form D and state notice filing preparation and coordination, 50-state blue sky research and analysis compiled for counsel, SEC EDGAR submissions, and Section 16 filings. Discrepancies and amendment items are flagged for counsel determination.
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Research support
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For attorneys: issue framing per counsel's direction and draft memoranda prepared for attorney review and adoption.
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For companies and funds: statutes, regulations, and agency guidance identified and compiled with citations, then routed to your counsel or to one of the supervising attorneys ALS works with. ALS compiles, drafts and organizes; the attorney signs off.
FINANCING READINESS AUDIT: KNOW WHERE YOU STAND BEFORE IT MATTERS
A growth-stage financing, an M&A process, or a corporate cleanup.
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Fixed Fee. Fixed scope. Five business days from kickoff to written deliverable.
The audit covers your cap table, governance records, prior securities filings, and entity good standing in every jurisdiction, and ends with a written gap analysis organized for your counsel's review. It identifies issue in the records you provide; remediation and re-papering are scoped separately once the gap analysis is complete.
HOW WE WORK: AI AUGMENTED. HUMAN VERIFIED. ATTORNEY SUPERVISED.
AI-assisted workflows accelerate execution and catch inconsistencies human review alone can miss.
Every AI-assisted output then passes two layers of human review — senior paralegal verification, then supervising attorney approval — before anything is delivered or filed. Nothing is auto-generated and sent. Nothing is auto-filed.
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Engagements are scoped in advance, project-based or monthly, with no open-ended billing. Supervised by former BigLaw partners. Every engagement, without exception.
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ALS is not a law firm and does not provide legal advice.
LETS GET YOU CLOSING READY.
Tell us about your company and we will respond within one business day. Strictly confidential. Documents handled in access controlled, per-engagement workspace.